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David Whitaker, PresidentA provider of tech-enabled compliance and distribution services and solutions, Foreside Financial Group, LLC has emerged as the panacea to the industry’s regulatory compliance concerns. Foreside combines best-in-class technology with customized consulting to help investment management firms innovate, improve, and grow at all times. “We assist our clients by offering in-depth insight into regulatory compliance requirements and help them stay ahead of the challenges. Our clients are often able to reduce compliance and administrative costs significantly by engaging us,” says David Whitaker, President of Foreside.
Foreside provides asset managers, wealth managers, and broker-dealers a range of outsourced and customized business solutions that complement the strategic goals of each client.
Foreside’s team of technology-enabled professional consultants bring to the table a depth of experience through which they offer guidance on industry best practices, consultative advice, and transformative technologies. Foreside’s consulting team helps clients design and implement compliance policies and procedures to facilitate meeting their regulatory obligations. Foreside’s practical solutions are tailored to each client’s unique business and compliance needs. Throughout the client engagement, Foreside provides each client with a dedicated relationship manager to ensure that client questions and/or requests are addressed in a timely manner. “With Foreside’s scalable solutions, clients can focus on what they do best which is portfolio management, customer engagement, and other value-added services,” says Mark Alcaide, Senior Managing Director, Consulting Services at Foreside.
Our clients are often able to reduce compliance and administrative costs significantly by engaging us
Foreside has grown both organically and through strategic acquisitions in recent years. In 2019, Foreside acquired NCS Regulatory Compliance, a comprehensive provider of outsourced compliance and regulatory solutions to the registered investment advisor and broker-dealer markets. With this acquisition, Foreside added 80 top compliance consultants to its intellectual capital.
At a time when distribution and compliance solutions have turned mission-critical for the financial services industry, Foreside continues to lead the outsourcing solutions space with thought leadership, an exhaustive content library, and a rich pool of solutions. In 2020, the company is focused on helping its clients stay one step ahead of the ever-changing regulatory compliance and distribution requirements.
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Company
Foreside Financial Group, LLC
Headquarters
Portland, ME
Management
David Whitaker, President and Mark Alcaide, Senior Managing Director, Consulting Services
Description
Foreside has grown both organically and through strategic acquisitions in recent years. In 2019, Foreside acquired NCS Regulatory Compliance, a comprehensive provider of outsourced compliance and regulatory solutions to the registered investment advisor and broker-dealer markets. With this acquisition, Foreside added 80 top compliance consultants to its intellectual capital. Foreside provides asset managers, wealth managers, and broker-dealers a range of outsourced and customized business solutions that complement the strategic goals of each client. Foreside’s team of technology-enabled professional consultants bring to the table a depth of experience through which they offer guidance on industry best practices, consultative advice, and transformative technologies. Foreside’s consulting team helps clients design and implement compliance policies and procedures to facilitate meeting their regulatory obligations.
